STANDARD DISCLOSURES
Investment in the securities market is subject to market risks. Read all the related documents carefully before investing.
Registration granted by SEBI, membership of BASL (in case of IAs) and certification from NISM in no way guarantee performance of the
intermediary or provide any assurance of returns to investors
The stocks discussed in presentations or videos are solely for educational purposes and should not be considered as trading or investment advice.
By proceeding, you acknowledge and agree that the returns displayed on this platform are for informational purposes only and are not intended as advertisements, claims, back-tests or promotions to influence your investment decisions.
We are not liable for any fraudulent activities conducted by third parties using our brand name or reference.
Please ensure that all payments are made exclusively through our official payment link. We accept no responsibility for funds transferred to any account other than the one specified by us. If you are asked to make a payment to an unauthorized account, it is not endorsed
by us, and we disclaim any liability.
Quantace Research makes no warranties or representations, expressed or implied, regarding the products and services offered. We accept no liability for any damages or losses incurred in connection with the information provided.
It is strongly recommended that you consult a qualified investment advisor before making any investment or trading decisions.
Past performance is not indicative of future returns. Before investing, consider your investment objectives, risk tolerance, goals, time horizon, risk-reward appetite, and the associated costs. The performance and returns of any basket or financial instrument cannot be predicted or guaranteed.
Investments in stocks, mutual funds, ETFs, and other investment products mentioned by Quantace Research are subject to market risks. Please read all related documents carefully before investing.
We are a research firm, not an advisory firm. We do not provide financial planning, risk assessment, or customization of offerings. Our operations strictly comply with SEBI (Research Analyst) regulations.
Quantace Research and Capital Private Limited
Registered Address:
Office No.06 B104, WeWork Spectrum Tower, 6th Floor, Mindspace, Chincholi
Bunder Road, Off Link Road, Malad West, Mumbai, Maharashtra, 400064
Support Email: support@quantace.in
Support Telephone: +91 9619927668
GST: 27AAACQ7492D1ZA
CIN: U93000MH2021PTC362378
SEBI Registration No. (Research Analyst): INH000018258
License Holder Details:
License Holder Name: Quantace Research and Capital Private Limited
Brand Name: Quantace Research
SEBI Registration No.: INH000018258
Registered Address: Office No.06 B104, WeWork Spectrum Tower, 6th Floor,
Mindspace, Chincholi Bunder Road, Off Link Road, Malad West, Mumbai,
Maharashtra, 400064
Billing Address: Ground, D-4, Plot No. 265, Ujjwal CHS Ltd,
Gorai II, Near Hindu Cementry,
Borivali West, Mumbai, Mumbai 400092
Support Telephone: +91 9619927668
Support Email: support@quantace.in
SEBI Recognised supervisory body: BASL, Membership ID: RA/6367
Compliance Officer
Name: Shubhada Patil, Email ID: compliance@quantace.in
Grievance Officer:
Name: Karthick Jonagadla, Email ID: grievances@quantace.in
INTERNAL POLICIES AND PROCEDURES TO EFFECTIVELY ADDRESS CONFLICT OF INTEREST
Introduction
Quantace Research and Capital Private Limited (“Quantace”) is committed to providing research services that are transparent, unbiased, and free from conflicts of interest. This policy outlines the measures we have implemented to address, manage, and disclose any actual or potential conflicts of interest in accordance with the Securities and Exchange Board of India (SEBI) (Research Analysts) Regulations, 2014.
Objective
The purpose of this policy is to:
- Ensure that the research and analysis conducted by Quantace remains independent and objective.
- Mitigate conflicts of interest that could affect the impartiality of our research reports.
- Ensure that all material conflicts of interest are disclosed to clients, stakeholders, and the public as necessary.
Identification of Conflicts of Interest
A conflict of interest may arise in situations where:
1. Ownership or Financial Interest: Quantace, its associates, employees, or relatives have a financial interest in the securities of a company being researched (the "subject company").
2. Compensation: Quantace has received or will receive compensation from the subject company for providing investment banking, brokerage, or other services.
3. Personal Trading: Analysts employed by Quantace or its associates engage in personal trading of securities that they recommend or analyze.
4. Business Relationships: Quantace has business relationships with the subject company that may influence its research or recommendations.
5. Other Conflicts: Any other situation where the objectivity of the research or recommendations may be compromised.
Managing Conflicts of Interest
To
manage and mitigate conflicts of interest, Quantace implements the following
controls:
1. Segregation of Research Activities: Research activities are kept separate from other business activities (such as brokerage or investment banking services) to ensure the independence of research.
2. Internal Policies:
o Analysts are restricted from trading in the securities they analyze or recommend within 30 days prior and five days after the publication of the research report.
o Analysts and employees are required to disclose any financial interest they have in a subject company, including the ownership of 1% or more of a company’s securities.
3. Disclosure of Conflicts:
o All research reports issued by Quantace will contain disclosures about any conflicts of interest, including financial interests, beneficial ownership, compensation received, or other material conflicts.
o We will disclose any compensation received from a subject company within the last 12 months for investment banking, merchant banking, or other services.
4. Approval and Monitoring: All research reports are subject to internal review and approval by compliance officers to ensure they meet regulatory standards and are free from undue influence.
5. Prohibition on Insider Trading and Front Running:
o Analysts and employees of Quantace are strictly prohibited from engaging in insider trading or using unpublished price-sensitive information.
o No analyst shall engage in front running of any research report or take positions contrary to their recommendations.
6. Gifts and Incentives:
o Employees and analysts of Quantace are prohibited from accepting gifts or incentives from clients, subject companies, or any external party that could compromise the integrity of research.
Disclosure in Research Reports
Each research report issued by Quantace will include the following disclosures:
- Whether Quantace, its associates, employees, or relatives hold any financial interest or beneficial ownership in the subject company.
- Whether Quantace or its associates have received compensation from the subject company for services in the past 12 months.
- Whether the research analyst has served as an officer, director, or employee of the subject company.
- Any other material conflicts of interest.
Training and Awareness
Quantace ensures that all employees, particularly those involved in research activities, are regularly trained on the conflict of interest policy and their responsibilities under it.
Compliance and Monitoring
Quantace appoints a Compliance Officer who is responsible for:
- Monitoring adherence to this policy.
- Reviewing all research reports for compliance with SEBI regulations.
- Ensuring that potential conflicts are appropriately managed and disclosed.
- Conducting periodic reviews of the conflict management processes to ensure their effectiveness.
Amendments
This policy will be reviewed periodically and amended as necessary to ensure compliance with any changes in regulatory requirements and best practices.
Disclosures with respect to Research and Recommendations Services
Ø The Research Analyst or any of its officer/employee does not trade in securities which are subject matter of recommendation.
Ø There are no actual or potential conflicts of interest arising from any connection to or association with any issuer of products/ securities, including any material information or facts that might compromise its objectivity or independence in the carrying on of Research Analyst services. Such conflict of interest shall be disclosed to the client as and when they arise.
Ø Research Analyst or its employee or its associates have not received any compensation from the company which is subject matter of
recommendation.
Ø Research Analyst or its employee or its associates have not managed or co-managed the public offering of any company.
Ø Research Analyst or its employee or its associates have not received any compensation for investment banking or merchant banking
of brokerage services from the subject company.
Ø Research Analyst or its employee or its associates have not received any compensation for products or services other than above
from the subject company.
Ø Research Analyst or its employee or its associates have not received any compensation or other benefits from the Subject Company
or 3rd party in connection with the research report/ recommendation.
Ø The subject company was not a client of Research Analyst or its employee or its associates during twelve months preceding the
date of recommendation services provided.
Ø Research Analysts or its employee or its associates has not served as an officer, director or employee of the subject company.
Ø Research Analysts has not been engaged in market making activity of the subject company.
Standard Warning
“Investment in securities market are subject to market risks. Read all the related documents carefully before investing.”
·
Disclaimer
“Registration granted by SEBI, and certification from NISM in no way guarantee performance of the Research Analyst or provide any assurance of returns to investors.
Terms Of Service
By ordering our services, you agree to the following terms and conditions:
Liability Disclaimer: Quantace Research and Capital Private Limited, its associates, or any affiliated entities are not responsible for any losses
incurred from the use of our services or actions taken based on the information provided. Our insights are based on our knowledge, and we do not compel or recommend specific market positions. Investors should consult with independent financial advisors before making investment decisions.
No Model Portfolio: We do not provide model portfolios. Subscribers are advised to work with their financial advisors to allocate weights to stocks according to their individual risk profiles. This ensures that their investment basket aligns with their specific financial goals and needs.
Sector/Thematic/Factor Risk: Investments in sector, thematic, or factor-based baskets carry inherent risks related to the specific sector, theme, or factor.
No Guaranteed Returns: Our services do not offer guaranteed returns. The markets involve risk, which cannot be eliminated.
Confidentiality: Our clients (paid or unpaid), third parties, or anyone else are strictly prohibited from sharing or forwarding our investment ideas, SMS, reports, or any information provided by us. Any breach of this confidentiality may result in legal action.
Service Interruptions: Quantace Research and Capital Private Limited, its partners, employees, affiliates, agents, or subcontractors shall not be liable for any losses or liabilities resulting from service interruptions or delays due to causes beyond our control, including equipment failures, weather conditions, strikes, acts of God, or similar occurrences.
Complaint Handling: If you have a complaint regarding our services, please email us at support@quantace.in with details. We will acknowledge your complaint within 7 working days and provide a timeline for resolution. All complaints will be treated with confidentiality and addressed promptly.
Website Security: Unauthorized attempts to upload, alter, or delete information on our website or platforms are strictly prohibited and subject to penalties under the Indian IT Act.
Refund and Cancellation Policy: All sales are final. There will be no refunds or cancellations under any circumstances.
Regulatory Compliance: Quantace Research and Capital Private Limited is registered as a SEBI-licensed Research Analyst under SEBI (Research Analysts) Regulations, 2014, with Registration No. INH000018258.
Payment Policy: Payments must be made through online or proper banking channels. Cash payments are not accepted. By proceeding, you acknowledge that the fees charged for our services are reasonable and fair.
Market Risks and Liability: Quantace Research and Capital Private Limited, its associates, and affiliates are not liable for any market losses. Profits and losses are subject to market risks. We are also not responsible for liabilities arising under the Prevention of Money Laundering Act, 2002, or similar regulations.
Non-Refundable Fees: Once services have commenced, fees are non-refundable. Service execution is the client’s responsibility.
Official Communication: We provide recommendations exclusively via email. Please act only on the recommendations received through your registered email address.
No Profit Guarantees: We do not offer services involving profit sharing, guaranteed returns, or similar assurances.
Research Methodology: Our research is based on quantitative analysis and market studies. While it has performed well historically, there is no guarantee it will do so in the future.
Market Risks: Investments in the securities market are subject to market risks. Please review all related documents carefully before investing. Past performance does not guarantee future results.
Acknowledgment: By proceeding, you understand that investments are subject to market risks and agree that returns shown on the platform were not used as an advertisement, claim, back-testing, or promotion to influence your investment decisions.